Investor Presentaiton

Shenzhen Connect - How to get ready? How to get ready for Shenzhen Connect Citi Solutions: • Citi offers unique true DVP and multiple brokers solutions i.e. Model C or SPSA+ which will apply to Shenzhen shares • Same accounts, Investor ID and cutoff times available for Shanghai HK Connect will apply to Shenzhen HK Connect. • No new document requirements expected to this point (subject to review of the final rules) Existing Stock Connect fee schedule will be applied to Shenzhen shares Existing China Connect clients 1. Review Fund Prospectus (amendment, risk disclosure or approval required?) 2. Check with Trustee or Depot bank to confirm new requirements (if any) 3. Review changes to the Stock Connect Terms and Conditions from your broker and custodian (if any) New China Connect Investors 1. 2. 3. 4. Decide on the Equity and Custody solution (e.g. Model C and SPSA+) • • Equity solution e.g. High Touch, Electronic (including E2C), PT and D1 (swap) For trust or retail funds, recommend confirming with your custodian whether they offer true DVP settlement and multiple broker support Establish CNH FX or funding arrangement with custodian or broker Review operation specifics including cutoff times for T+0 settlement Review Custody Stock Connect Documentation Custody China Connect General Terms and Conditions & Custody China Connect Fee Agreement (if applicable) SPSA Form (if applicable) Review Broker Stock Connect Documentation 16 cíti H

View entire presentation