Capital Market Transaction Overview
CAPITAL MARKET TRANSACTION
Section 54 of the ISA requires all Securities of a Public Company and all securities or investments
of a Collective Investment Scheme to be registered with SEC.
Securities subject to registration with SEC may be offered through (Rule 279 SEC Rules):
Offer for subscription: subsequent offering of new shares to the general public after Initial Public
Offering
Offer for sale: offer of existing shares by an existing shareholder to members of the public
Rights issue: provisional allotment of new shares only to existing shareholders
Bonus Issue: issue of additional shares to existing shareholders instead of dividend payout
Private Placement by Public Companies: offer of new shares to identified investors
State or Local Government Bond
Offer by Introduction: listing already issued shares on the stock exchange, not usually for capital
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