Investor Presentaiton slide image

Investor Presentaiton

Hong Kong Investor ID Regime Amendment of BCANS . . No prior approval for a BCAN change will be required un Hong Kong Investor ID Regime Amendment process will differ depending on the stage at which BCAN is to be amended: For on-exchange (i.e. automated) trades: Before an order is matched and executed: Cancel the order and re-input the order with the correct BCAN, in which case the order has to line up afresh After an order is matched and executed: Submit an error notification to the SEHK as soon as possible • For manual trades: Submit an error notification to the SEHK as soon as possible Trade Give-Up: appears it is necessary to submit an "error notification", which is misleading Executed orders will not be cancelled or become invalid due to BCAN amendment SEHK will make forms available for filing a post-trade error correction of BCAN and provide further guidance in the HKEX Information Paper
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