Investor Presentaiton

OTC Securities Transactions Reporting Regime Issues related to custodians • un OTC Securities Transactions Reporting Regime Similar to the Hong Kong Investor ID Regime, only "Relevant Regulated Intermediaries" will be subject to the OTC Securities Transactions Reporting Regime A custodian who does not act as an execution broker would not be subject to the regime The taking up of bonus shares is not reportable under the regime as no stamp duty is chargeable on issuance of new shares including bonus shares Mere provision of administrative services (such as payment of stamp duty and tax filing), without making the transfer, does not trigger reporting obligations

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