KASIKORNBANK Strategic Acquisition slide image

KASIKORNBANK Strategic Acquisition

Note: K KASIKORNTHAI Shareholder Structure April 19, 2022 (Record Date) Shareholder Structure Top 10 Shareholders* ธนาคารกสิกรไทย 开泰银行 KASIKORNBANK % 1. THAI NVDR CO., LTD.** 19.043 2. STATE STREET EUROPE LIMITED 9.998 3. SOUTH EAST ASIA UK (TYPE C) NOMINEES LIMITED 4.793 Thai Shareholders 57.4% 4. THE BANK OF NEW YORK MELLON 3.511 Foreign Shareholders 42.6% 5. SOCIAL SECURITY OFFICE 2.569 6. (NVDR SOUTH EAST ASIA UK (TYPE A) NOMINEES LIMITED 2.092 = 19.043%**) 7. STATE STREET BANK AND TRUST COMPANY 1.797 8. BNY MELLON NOMINEES LIMITED 1.468 9. HSBC BANK PLC-SAUDI CENTRAL BANK SECURITIES ACCOUNT A 1.134 10. HSBC BANK PLC-PRUDENTIAL ASSURANCE COMPANY LIMITED 0.908 Note: Other Shareholders Foreign Shareholding Limit 49% The Top 10 Shareholders are based on individual accounts Total 52.688 100.000 ** Thai NVDR Co., Ltd (Thai NVDR) is responsible for issuing and selling Non-Voting Depository Receipts (NVDRS) to investors. The Stock Exchange of Thailand (SET) is the major shareholder, holding 99.99% of the total shares, of Thai NVDR. The NVDR limit for KBank is 25%. *** Thailand Securities Depository Company Limited (TSD), a subsidiary of the Stock Exchange of Thailand, provides three types of securities post trade services: securities depository services, securities registration services, and provident fund registration services; the shareholders booked under TSD are those who are not eligible for dividend payments as their investment is not aligned with their citizenship (i.e. foreign investors buying KBank shares on the local board or Thai investors buying KBank shares on the foreign board) Source: Thailand Securities Depository Company Limited (TSD), the Stock Exchange of Thailand website (www.set.or.th), and KBank บริการทุกระดับประทับใจ K KASIKORNTHAI Credit Ratings As of May 19, 2022 ธนาคารกสิกรไทย 开泰银行 KASIKORNBANK Foreign Currency Long-term Senior Unsecured Subordinated Debts KBank Local Currency/ National Long-term Subordinated Outlook Debts Government Foreign Local Currency Currency Thailand Outlook Notes S&P's BBB¹) BBB¹) N/A N/A N/A Stable¹) BBB+ A- Stable Moody's Baa1 Baa1 Baa3 Baa1 N/A Stable Baa1 Baa1 Stable Fitch BBB BBB BB+ AA+ (tha) AA-(tha) Stable BBB+ BBB+ Stable Note: * Moody's: Foreign Currency Long-term Deposit Rating; S&P's: Long-term Counterparty Credit Rating; Fitch Ratings: Foreign Currency Long-term Issuer Default Rating 1) March 21, 2022: S&P's downgraded long-term credit ratings of 4 Thai banks, including KBank, as systemic risks have increased for banks operating in Thailand. S&P's downgraded long-term credit rating of KBank from BBB+ to BBB. However, S&P"s upgraded outlook of their credit ratings to stable from negative as it views theirs credit ratings would be stable in next 1-2 years บริการทุกระดับประทับใจ 115 116
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