Investor Presentaiton

Legal and regulatory framework for OFC The OFC regime came into effect on 30 July 2018 OFC Rules Securities and Futures (Open-ended Fund Company) Rules C(WUMP)O (Cap 32) (for court winding-up of OFCs) Inland Revenue Ordinance (granting profits tax exemption) Securities and Futures Ordinance (including Part IVA on OFCs) SFC Products Handbook including the UT Code (ONLY applicable to public OFCs) OFC Code Code on Open-ended Fund Companies OFC Fees Regulation Securities and Futures (Open-ended Fund Company) (Fees) Regulation • • Primary regulator: SFC Incorporation and corporate filings: Companies Registry (CR) • Winding up: Official Receiver's Office (ORO) SFC 證監會 3

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