Investor Presentaiton
For U.S. Investors
Filings with the U.S. SEC
O
MUFG
Mitsubishi UFJ Financial Group, Inc. ("MUFG") filed a registration statement on Form F-4 ("Form F-4") with the U.S. SEC in connection with the proposed
share exchange transaction to make Mitsubishi UFJ Securities Co., Ltd. ("MUS") a wholly-owned subsidiary of MUFG. The Form F-4 contains a prospectus
and other documents. After the Form F-4 is declared effective, MUS plans to mail the prospectus contained in the Form F-4 to its U.S. shareholders prior to
the shareholders meeting at which the proposed transaction will be voted upon. The Form F-4 and prospectus contain important information about MUFG,
MUS, the share exchange transaction and related matters. U.S. shareholders of MUS are urged to read the Form F-4, the prospectus and the other
documents that are filed with the U.S. SEC in connection with the share exchange transaction carefully before they make any voting and investment
decision with respect to the proposed share exchange transaction. The Form F-4, the prospectus and all other documents filed with the U.S. SEC in
connection with the share exchange transaction will be available when filed, free of charge, on the U.S. SEC's web site at www.sec.gov. In addition, the
prospectus and all other documents filed with the U.S. SEC in connection with the share exchange transaction will be made available to MUS shareholders,
free of charge, by calling, writing or e-mailing:
MUFG Contact :Mr. Hitoshi Shimamura
2-7-1, Marunouchi, Chiyoda-ku,
Tokyo 100-8330, Japan
Telephone: 81-3-3240-6608
Email: [email protected]
MUS Contact :Mr. Hiroshi Kutose
2-5-2, Marunouchi, Chiyoda-ku
Tokyo 100-0005, Japan
Telephone: 81-3-6213-6584
Email: [email protected]
In addition to the Form F-4, the prospectus and the other documents filed with the U.S. SEC in connection with the share exchange transaction, MUFG is
obligated to file annual reports with, and submit other information to, the U.S. SEC. Such filings with the U.S. SEC are available to the public from
commercial document retrieval services and at the web site maintained by the U.S. SEC at www.sec.gov.
Forward-Looking Statements
This communication contains forward-looking information and statements about MUFG, MUS and their businesses after completion of the transaction.
Forward-looking statements are statements that are not historical facts. These statements include financial projections and estimates and their underlying
assumptions, statements regarding plans, objectives and expectations with respect to future operations, products and services, and statements regarding
future performance. Forward-looking statements are generally identified by the words "expect," "anticipates," "believes," "intends," "estimates" and similar
expressions. Although MUFG's and MUS's management believe that the expectations reflected in such forward-looking statements are reasonable, investors
and holders of MUS securities are cautioned that forward-looking information and statements are subject to various risks and uncertainties, many of which
are difficult to predict and generally beyond the control of MUFG and MUS, that could cause actual results and developments to differ materially from those
expressed in, or implied or projected by, the forward-looking information and statements. These risks and uncertainties include those discussed or
identified in the public filings with the U.S. SEC and the local filings made by MUFG and MUS, including those listed under "Cautionary Statement
Concerning Forward-Looking Statements" and "Risk Factors" in the prospectus included in the registration statement on Form F-4 that MUFG has filed with
the U.S. SEC. Other than as required by applicable law, MUFG and MUS do not undertake any obligation to update or revise any forward-looking
information or statements.
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