Investor Presentaiton slide image

Investor Presentaiton

Hong Kong Investor ID Regime Acceptable identity documents for CID • • . . See Chapter 5.6(o) for the CID to be used for different types of clients. Un Hong Kong Investor ID Regime SFC rejected the idea of giving Relevant Regulated Intermediaries the flexibility to rely on individual clients' HKID card information or passport details in their records Mandatory to provide HKID card information for all Hong Kong residents. SFC also opined that it is not appropriate for LEI to be used in place of BCAN Relevant Regulated Intermediaries should issue a notification to their existing securities trading account holders (regardless of nationality) to inform them of the waterfall of identity documents and request an identity document required under the waterfall (if not already obtained) or updated identity document information, as appropriate
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