Investor Presentaiton
Hong Kong Investor ID Regime
Acceptable identity documents for CID
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See Chapter 5.6(o) for the CID to be used for different types of clients.
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Hong Kong Investor ID Regime
SFC rejected the idea of giving Relevant Regulated Intermediaries the flexibility to rely on
individual clients' HKID card information or passport details in their records
Mandatory to provide HKID card information for all Hong Kong residents.
SFC also opined that it is not appropriate for LEI to be used in place of BCAN
Relevant Regulated Intermediaries should issue a notification to their existing securities
trading account holders (regardless of nationality) to inform them of the waterfall of identity
documents and request an identity document required under the waterfall (if not already
obtained) or updated identity document information, as appropriateView entire presentation