Investor Presentaiton

Legal Opinions One Hundred and Twenty Four (124) legal opinions were given in 2013. The notable ones are listed below: 1. Citibank Nigeria: application for registration as Securities Lending Agent/Intermediary 2. 4. Request for payment of annual issuing house fees (from issuing houses) by the Nigerian Stock Exchange (NSE) in line with Article 61 of the NSE's Rules & Regulations 3. Request to remove damaging and libelous information against Brooke Chambers posted in the capital market operators' blacklist on the Commission's website Review of the contract between the Commission and SW Global Limited for the design, development and implementation of the electronic registration, return & analysis (erra) application 5. Request for letter of no objection to register Association of National Cashiers and Fund Managers of Nigeria 6. 8. Commendation of Minister of Finance's pronouncement on elimination of VAT, stamp duties, etc from transactions conducted on the floor of The Nigerian Stock Exchange 7. Letter of clarification from Sterling Capital Markets Limited with respect to a directive by The Nigerian Stock Exchange on the payment of Issuing House fees owed by the firm. Proposed global offering and dual listing of Seplat Exploration and Production Company Limited (the company) on the Nigerian Stock Exchange and the London Stock Exchange 9. Exemption of the Asset Management Corporation of Nigeria (AMCON) from the provisions of S.60 (c) of the ISA. 10. 11. 12. 14. 15. Request for waiver from the provisions of Rule 50 (2) by Greenwich Trust Limited on behalf of Resort Savings and Loans Plc Intervention on the refund of funds due to UACN Property Development Company with respect to the UPDC REITS Opinion on the rating of AIICO Capital Limited money market fund pursuant to SEC Rule 481. Legal opinion on the imposition of redemption fees by the Fund Managers of Allan Gray Equity Fund in line with SEC Rule 451 Request from Thomson Reuters to upload the Commission's Rules and Sundry information on its website. Annual Report and Accounts 2013 - Securities & Exchange Commission 83

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