Investor Presentaiton

Determining Compliance: Regulatory Consideration Is there evidence that licensee exercised due diligence when Reputation of the TPSP selecting the TPSP? • How long has it been in business? • What qualifications does the TPSP have? What relationships does the TPSP have with other vendors? Access to Sensitive Information • Does the TPSP have access to information systems? • What safeguards are in place to protect licensee's data? • Who has access to the TPSP's information systems? Contractual Terms • What does your contract say about data security? • Is there a gap between your legal obligations and the vendor's systems? • What happens if there is a cybersecurity event involving the TPSP's systems? Insurance • Does the licensee have cyber insurance? •Does the TPSP have cyber insurance? • What other risk mitigation policies or procedures does the licensee have in place?

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