Investor Presentaiton
2 Horizontal expansion
Our horizontal expansion strategy enables us to meet all
~300,000+ advisors where they are
~300K advisors in the
marketplace:
Independent
~55K advisors | $3T
Hybrid RIAs
~30K advisors | $3T
Independent RIAs
~40K advisors | $4T
Employees
~30K advisors | $3T
2019
Traditional
independent
markets
2020
2021
2022
2023+
Strategic Wealth
Provides comprehensive
support for breakaway
advisors to move to
independence
• Recruited over $10B in
assets since launch(4)
Linsco
⚫ Pairs the benefits of
independence with the
turnkey services of an
employee model
Enhanced RIA
•⚫ Enables RIAs to leverage
fully-integrated capabilities,
technology, services, and
clearing platform
Wirehouse
~45K advisors | $9T
Enterprises
~95K advisors | $5T
Smaller bank /
credit unions
• Recruited over $5B in
assets since launch(4)
Core markets
New affiliation models
† 2021 Cerulli Broker-Dealer Marketplace
Private wealth
Large financial
institutions
Broader enterprises
Future opportunity
LPL Financial Member FINRA/SIPC
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