Financial Performance and Remediation Update slide image

Financial Performance and Remediation Update

LOSS-ABSORBING CAPACITY • LOSS-ABSORBING CAPACITY Based on the Group's RWA and Total Capital position as at 30 September 2021, the incremental Group Total Capital requirement prior to January 2024 is approximately $3.0bn $1.8bn of surplus provisions are eligible for inclusion in Tier 2 Capital $1.5bn of NAB's existing Tier 2 Capital has optional redemption dates prior to January 20241 Group RWA Sep-21 ($bn) 417.2 Tier 2 Requirement (5% by Jan-24) 2 Existing Tier 2 Capital (4.27%) Current Shortfall 20.8 17.8 3.0 APRA CHANGES TO MAJOR BANKS' CAPITAL STRUCTURES³ CET1 buffer/ surplus ~5% CCB6 3.5% CET1 minimum requirement 4.5% Total Capital 18.91% T2, 4.27% AT1, 1.64% CET1, 13.00% NAB Sep 2021 Total Capital 17.0% T2, 5.0% AT1, 1.5% CET1 Surplus 4,5, 2.5% CCB6, 3.5% CET1, 4.5% Jan 2024 LAC Requirements NAB TIER 2 ISSUANCE AND PORTFOLIO DIVERSIFICATION NAB TIER 2 MATURITIES (TO FIRST CALL') JPY 1% GBP 7% SGD 3% CAD 7% USD 47% AUD 35% Bullet 39% Callable 61% ($bn) WAM 7.9 yrs (RTM) 8.4 2.4 0.1 1.4 1.7 1.0 1.1 • In FY21, NAB issued $5.6bn of Tier 2. NAB's FY22 Tier 2 issuance is expected to be approximately $3-4bn FY22 FY23 FY24 FY25 FY26 FY27 >FY27 (1) Subject to the prior written approval of APRA (2) Ahead of January 2024 APRA will consider "feasible alternative methods" for raising an additional 1-2% of RWA in loss-absorbing capacity, in consultation with industry and other interested stakeholders (3) APRA's proposed revisions to 'unquestionably strong' framework (released December 2020) not reflected (4) Capital surplus of 2.5% is generally higher than the normal level for D-SIBS, as a result of the 'unquestionably strong' capital benchmarks (5) Excludes any Pillar 2 requirements and additional loss-absorbing capacity 1-2% RWA requirement through "feasible alternative methods" 91 (6) CCB is the Capital Conservation Buffer National Australia Bank
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