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Investor Presentaiton

62 > Compliance, among others. Also in 2022, we hosted our 1st Compliance Week, an event featuring external lecturers who reinforced the message of the importance of the culture of integrity for business, with debates about ethics, values and culture of integrity. Every year, we carry out the Ethics Champions program, where Compliance champions from each department discuss practical, up-to-date cases on integrity matters with their respective teams. III. AES Helpline We rely on an external and independent Reporting Channel, which allows employees and people outside the Company to report, anonymously if they wish so, suspected misconducts, including, but not limited to, corruption, money laundering, terrorism financing, fraud or breach of the Values Guide. The initial screening of complaints is carried out by an expert company that refers the reported demand to the Compliance team for the initial analysis. Depending on the course of investigations, a specific Ethics Committee may be created to address such demand, and make a collegiate decision on matters of greater relevance and impact for the Company. If necessary and depending on the nature of the claim, an external specialized firm may be hired to assist in the investigation. In all its communication and trainings, the Ethics and Compliance team urges employees to immediately report if they observe any conflicts or situations that may suggest any sign of conflicts of interest, corruption practices, misconduct, fraud, or breaches to our Values Guide. Queries and complaints can be submitted on the website (www.aeshelpline.com) or by phone (0800-891-4167), 24/7. These channels are open to all stakeholders (employees, customers and business partners). In 2022, we received 65 reports through the AES Helpline, up 97% over 2021. It is worth mentioning that queries and inquiries about matters related to Compliance were up 200% and those related to complaints were up 74%, which shows the level of trust and safety our employees and suppliers have when asking questions about Compliance matters. Another important aspect is that no complaint we received was a confirmed practice of corruption, bribery or money laundering, showing everyone's commitment to our Values. The number and nature of the complaints received are periodically presented to the Board of Directors. Claims received by the AES Helpline 2022 2021 2020 Queries 18 6 0 Complaints 47 27 10 Total 65 33 10 The effectiveness and efficiency of the Ethics and Compliance Program is measured by analyzing the reporting channel's indexes and the Ethics Survey, a Compliance questionnaire biennially sent to all employees. The most recent Ethics Survey was carried out in 2021. 2022 Integrated Sustainability Report > Responsibility aes Brasil
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