Investor Presentaiton

Hong Kong Investor ID Regime Assignment of BCAN Discretionary Account . un Hong Kong Investor ID Regime The approach to tagging BCANS to orders for discretionary accounts and investment funds should be consistent The BCAN tagged to an order should be the BCAN of the person whose securities trading account is used for placing the order If a discretionary account manager's securities trading account is used, the discretionary account manager's BCAN should be tagged If an order is placed from a discretionary account opened in the name of the discretionary account client, the discretionary account client's BCAN should be tagged, even when the discretionary account is managed by the discretionary account manager

View entire presentation