Financial Results slide image

Financial Results

Non-GAAP and Other Financial Measures8 (Canadian $ in millions, except as noted) Q4 23 Q3 23 Q2 23 F2023 F2022 Reported Net interest income 4,941 4,905 3,767 18,681 Results Non-interest revenue 3,419 3,024 6,803 12,518 Revenue 8,360 7,929 10,570 31,199 15,885 17,825 33,710 Insurance claims, commissions and changes in policy benefit liabilities (CCPB) (151) (4) 369 (1,939) 683 Revenue, net of CCPB 8,209 7,925 10,939 29,260 Provision for credit losses (446) (492) (226) (2,178) Non-interest expense (5,700) (5,594) (4,776) Income before income taxes 2,063 1,839 5,937 Provision for income taxes Net income Diluted EPS ($) Adjusting Impact of divestitures (1) (446) (385) (1,454) 1,617 1,454 4,483 2.06 1.97 6.51 (21,219) 5,863 (1,486) 4,377 5.68 34,393 (313) (16,194) 17,886 (4,349) 13,537 19.99 (21) 7,713 (1) Reported net income in fiscal 2022 included the impact of divestitures related to the sale of our EMEA and U.S. Asset Management businesses, recorded in Corporate Services: Q4-2022 included a $8 million ($6 million pre-tax) recovery of non-interest expense; Q3-2022 included non-interest expense of $6 million ($7 million pre-tax); Q2-2022 included a loss of $9 million ($10 million pre-tax), comprising a gain of $8 million related to the transfer of certain U.S. asset management clients recorded in non-interest revenue and non-interest expense of $18 million; and Q1-2022 included a loss of $48 million ($26 million pre-tax), comprising a $29 million loss related to foreign currency translation reclassified from accumulated other comprehensive income to non-interest revenue, and a $3 million net recovery of non-interest expense, including taxes of $22 million on the closing of the sale of our EMEA Asset Management businesses. (2) Reported net income included revenue (losses) related to the acquisition of Bank of the West resulting from the management of the impact of interest rate changes between the announcement and closing of the acquisition on its fair value and goodwill, recorded in Corporate Services: Q1-2023 included a loss of $1,461 million ($2,011 million pre-tax), comprising $1,628 million of mark-to-market losses on certain interest rate swaps recorded in non-interest trading revenue and $383 million of losses on a portfolio of primarily U.S. treasuries and other balance sheet instruments recorded in net interest income; Q4-2022 included revenue of $3,336 million ($4,541 million pre-tax), comprising $4,698 million of mark-to-market gains and $157 million of net interest losses; Q3-2022 included a loss of $694 million ($945 million pre- (515) tax), comprising $983 million of mark-to-market losses and $38 million of net interest income; Q2-2022 included revenue of $2,612 million ($3,555 million pre-tax), comprising $3,433 million of mark-to-market gains and $122 million net interest income; and Q1-2022 included revenue of $413 million ($562 million pre-tax), comprising $517 million of mark-to-market gains and $45 million of net interest income. (3) Reported net income included the impact of a lawsuit associated with a predecessor bank, M&I Marshall and Ilsley Bank, recorded in Corporate Services: Q4-2023 included $12 million ($16 million pre-tax), comprising interest expense of $14 million and non-interest expense of $2 million; Q3-2023 included a net (16) recovery of $3 million ($4 million pre-tax), comprising interest expense of $3 million and a non-interest (627) expense recovery of $7 million; Q2-2023 included interest expense of $6 million ($7 million pre-tax); Q1- 2023 included $6 million ($8 million pre-tax), comprising interest expense of $6 million and non-interest expense of $2 million; and Q4-2022 included a legal provision of $846 million ($1,142 million pre-tax), comprising interest expense of $515 million and non-interest expense of $627 million. (31) (4) Reported net income included the impact of certain tax measures enacted by the Canadian government, recorded in Corporate Services: Q3-2023 included a charge of $131 million ($160 million pre-tax) related to the amended GST/HST definition for financial services, comprising $138 million recorded in non-interest revenue and $22 million recorded in non-interest expense; and Q1-2023 included a one-time tax expense of $371 million, comprising a Canada Recovery Dividend (CRD) of $312 million and $59 million related to the pro-rated fiscal 2022 impact of the 1.5% tax rate increase, net of a deferred tax asset remeasurement. (5) Reported net income in Q2-2023 included an initial provision for credit losses of $517 million ($705 million pre-tax) on the purchased Bank of the West performing loan portfolio, recorded in Corporate Services. (6) Reported net income included acquisition and integration costs, recorded in non-interest expense. Costs related to the acquisition of Bank of the West were recorded in Corporate Services: In fiscal 2023, Q4-2023 included $434 million ($583 million pre-tax), Q3-2023 included $363 million ($487 million pre-tax), Q2-2023 included $545 million ($722 million pre-tax), and Q1-2023 included $178 million ($235 million pre-tax); and in fiscal 2022, Q4-2022 included $143 million ($191 million pre-tax), Q3-2022 included $61 million ($82 million pre-tax), Q2-2022 included $26 million ($35 million pre-tax) and Q1-2022 included $7 million ($8 million pre-tax). Costs related to the acquisitions of Radicle and Clearpool were recorded in BMO Capital Markets: In fiscal 2023, Q4-2023 included a recovery of $2 million ($3 million pre-tax), Q3-2023 included $1 million ($2 million pre-tax), Q2-2023 included $2 million ($2 million pre-tax), Q1-2023 included $3 million ($4 million pre-tax); and in fiscal 2022, Q4-2022 included $2 million ($2 million pre-tax), Q3-2022 included $1 million ($2 million pre-tax), Q2-2022 included $2 million ($2 million pre-tax) and Q1-2022 included $3 million ($4 million pre-tax). Costs related to the acquisition of AIR MILES were recorded in Canadian P&C: In fiscal 2023, Q4-2023 included $1 million ($2 million pre-tax), Q3-2023 included $6 million ($8 million pre-tax) and Q2-2023 included $2 million ($3 million pre-tax). (7) Reported net income included amortization of acquisition-related intangible assets recorded in non- interest expense in the related operating group: Q4-2023 included $88 million ($119 million pre-tax), Q3- (313) 2023 and Q2-2023 both included $85 million ($115 million pre-tax); Q1-2023 included $6 million ($8 million (15,194) pre-tax); Q4-2022 included $6 million ($8 million pre-tax); Q3-2022 included $5 million ($7 million pre-tax); 11,709 and Q2-2022 and Q1-2022 both included $6 million ($8 million pre-tax). (8) For more information, refer to slide 39 and the Non-GAAP and Other Financial Measures section of BMO's 2023 Annual MD&A Items (Pre-tax) Management of fair value changes on the purchase of Bank of the West (2) Legal provision (including related interest expense and legal fees) (3) Impact of Canadian tax measures (4) (14) (3) 4,541 (515) (138) Impact of adjusting items on revenue (pre-tax) (14) (141) 4,026 (2,011) (30) (138) (2,179) 7,177 Initial provision for credit losses on purchased performing loans (pre-tax) (5) Acquisition and integration costs (6) (582) (497) (193) (705) (2,045) (326) Amortization of acquisition-related intangible assets (7) Impact of divestitures (1) (119) (115) (8) (357) 6 Legal provision (including related interest expense and legal fees) (3) Impact of Canadian tax measures (4) (2) 7 (627) 3 (22) (22) Impact of adjusting items on non-interest expense (pre-tax) (703) (627) (822) (2,421) Impact of adjusting items on reported net income (pre-tax) (717) (768) 3,204 (5,305) Adjusting Impact of divestitures (1) Items Management of fair value changes on the purchase of Bank of the West (2) 3,336 (1,461) (After-tax) Legal provision (including related interest expense and legal fees) (3) Impact of Canadian tax measures (4) (10) (2) (382) (115) (23) (115) (1,000) 6,177 (23) 5,667 (382) Impact of adjusting items on revenue (after-tax) (10) (117) 2,954 (1,599) 5,262 Initial provision for credit losses on purchased performing loans (after-tax) (5) Acquisition and integration costs (6) (517) (433) (370) (145) (1,533) (245) Amortization of acquisition-related intangible assets (7) (88) (85) (6) (264) Impact of divestitures (1) 8 Legal provision (including related interest expense and legal fees) (3) Impact of Canadian tax measures (4) (2) 5 (464) 2 (23) (32) (464) (16) (16) Impact of adjusting items on non-interest expense (after-tax) (523) (466) (607) Impact of Canadian tax measures (4) (1,811) (371) (764) Impact of adjusting items on reported net income (after-tax) (533) (583) 2,347 (4,298) 4,498 Impact on diluted EPS ($) (0.75) (0.81) 3.47 (6.05) 6.76 Adjusted Net interest income 4,955 4,908 4,439 19,094 16,352 Results Non-interest revenue 3,419 3,162 2,105 14,284 10,181 Revenue 8,374 8,070 6,544 33,378 26,533 Insurance claims, commissions and changes in policy benefit liabilities (CCPB) (151) (4) 369 (1,939) Revenue, net of CCPB 8,223 8,066 6,913 31,439 683 27,216 Provision for credit losses (446) (492) (226) Non-interest expense (4,997) (4,967) (3,954) Income before income taxes 2,780 2,607 2,733 Provision for income taxes Net income Diluted EPS ($) BMOM (630) (570) (597) (1,473) (18,798) 11,168 (2,493) (2,670) 2,150 2,037 2,136 8,675 2.81 2.78 3.04 11.73 9,039 13.23 Financial Results ⚫ December 1, 2023 40
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