Sustainability Report 2021 slide image

Sustainability Report 2021

SUMMARY Presentation Message from Management The Águas do Brasil Group Integrity and Transparency Fostering Universal Access to Sanitation Water Security and Climate Change Efficient Water Cycle Our Utility Companies About this Report GRI Summary Corporate Information Compliance Committee, the model meets the technical requirements of ISO Standard 31000 - Risk Management and responds to the best market practices described by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). It also follows the three lines of defense established in the Institute of International Auditors (IIA) model, revised in 2020. GRCI's main responsibilities include: • disseminate the risk management and internal controls culture and train facilitators; subjects, and the National Data Protection Agency. Internal policies and procedures related to data protection have been created and widely disseminated throughout the organization. In addition, to promote the culture of privacy and data protection, strategic corporate and concession operators' ambassadors were appointed and underwent specific training to become spokespersons for the project and pay attention to new initiatives that may involve personal data. Furthermore, new employees will be introduced to the topic in their first contact with the company through a specific lecture on their integration day. As for external measures, the commitment to the public was ⚫ implement the model based on the best market practices; reinforced through the implementation of an External Privacy • continuous monitoring of internal controls and estab- lished improvement action plans. www More information on quality, health, safety, and environmental risk management can be found in Environmental impact. General Data Protection Law 103-2 | 103-3 | 418 To implement the project for compliance with the General Data Protection Law (LGPD), since 2019, the Group has relied on external consultancy, which has assisted in the review of internal processes, mapping of activities with personal data, and paths taken concerning the collection, processing, and use of this data, and the mitigation of any risks found. There was also the creation of a Privacy Office and the appointment of a Data Protection Officer to address information security and legal aspects. This hub is the external and internal communication channel with controllers, data Policy - available on digital customer relationship channels - and a specific and detailed questionnaire submitted to providers prior to contracting. The company addresses compliance with the LGPD internally and with all its players. In 2021, the company received no complaints from external parties or regulatory agencies regarding the breach of customer privacy, leaks, theft, or loss of customer data. 418-1 Ethics and institutional relations 102-16 The values, principles, standards, and behaviors of Grupo Águas do Brasil are guided by its Code of Ethical Conduct, which controls and regulates the performance of all employees (effective, temporary, interns, officers, and members of the Board of Directors), and all subsidiaries, controlled companies, affiliates, and concession operators, including third parties with which commercial relations are maintained. The Code, published in Portuguese, is available on the Conexão Ética website and the Group's intranet and expressly forbids situations that may constitute a conflict of interest. 102-25 Created in 2008, the Code of Ethical Conduct undergoes continuous improvement. All employees receive a copy of the Code and sign a commitment affirming they know the content and rules they must follow. In 2015, Águas do Brasil Group implemented the Conexão Ética program, which includes a risk matrix and an outsourced reporting channel. Our Internal policies encompass anti-bribery, gifts, presents, hospitality, conflicts of interest, antitrust, relations with third parties, donations and sponsorship, and information security topics. Administrative employees have access to an e-learning tool for training on the policies of the Conexão Ética program. The tool provides access to a summary of the Code and internal compliance policies, including evaluating the effectiveness of the training to evidence the employee knowledge of the available content. • •Working toward communicating ethical conduct, the Group appointed employees to support the dissemination of compliance actions. Together with the internal auditors, such employees form the Group's team of Ethics Ambassadors. • The Third-Party Code of Conduct, prepared in 2018, represents the commitment to promote sustainable relationships to ensure that business partners maintain ethical standards, adhering to the Group's social and environmental responsibilities. Partner companies become aware of the Third-Party Code of Conduct when they accept the Group's supplier platform. Sustainability Report 2021 22 22
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