2019 Investor Day slide image

2019 Investor Day

AMERICAN WATER Reconciliation Table: Regulated Segment O&M Efficiency Ratio Regulated Segment O&M Efficiency Ratio FY (A Non-GAAP Unaudited Number) 2010 FY 2012 FY 2014 FY 2016 FY LTM 2018 9/30/2019 ($ in millions) Total operations and maintenance expense $1,291 $1,330 $1,350 $1,504 $1,479 $1,526 Less: Operations and maintenance expense - Market Based Operations Operations and maintenance expense - Other 257 256 289 372 362 398 (61) (56) (51) (44) (42) (49) Total operations and maintenance expense - Regulated Businesses $1,095 $1,130 $1,112 $1,176 $1,159 $1,177 Less: Regulated purchased water expense 100 110 122 122 133 133 Allocation of non-operation and maintenance expenses 29 35 39 30 31 32 Impact of Freedom Industries activities - - 10 65 (20) (4) Estimated impact of weather 5 (2) Adjusted operations and maintenance expense - Regulated Businesses (a) $966 $980 $943 $959 $1,015 $1,016 Total operating revenues $2,555 $2,854 $3,011 $3,302 $3,440 $3,558 Less: Operating Revenues - Market Based Operations 295 307 355 451 476 540 Operating Revenues - Other (26) (17) (18) (20) (20) (22) Total pro forma operating revenues-Regulated Businesses Less: $2,286 $2,564 $2,674 $2,871 $2,984 $3,040 Regulated Purchased Water expense* 100 110 122 122 133 133 Plus: Freedom Industries chemical spill in West Virginia 1 Estimated impact of weather (47) 17 Adjusted pro forma operating revenues-Regulated Businesses (b) $2,186 $2,407 $2,570 $2,749 $2,851 $2,907 Adjusted O&M efficiency ratio-Regulated Businesses (a)/(b) 44.2% 40.7% 36.7% 34.9% 35.6% 35.0% Adjusted operations and maintenance expense - Regulated Businesses Less: $966 $980 $943 $959 Impact of adoption of ASU 2017-07 Adjusted operations and maintenanc***pense - Regulated Businesses (c) $966 39 $941 (8) $951 12 $947 Adjusted operating revenues-Regulated Businesses $2,186 $2,407 $2,570 $2,749 Less pro form a adjustment: Pro forma adjustment for impact of the TCJA** 89 Adjusted pro forma operating revenues-Regulated Businesses (d) $2,097 112 $2,294 137 $2,433 161 $2,588 Adjusted O&M efficiency ratio-Regulated Businesses (c)/(d) 46.1% 41.0% 39.1% 36.6% *Calculation assumes purchased water revenues approximate purchased water expenses **Calculation of Estimated tax reform = Revenue Requirement with new Effective Tax Rate (taxes grossed up) - Revenue Requirement with old Effective Tax Rate *** Includes the impact of the Company's adoption of ASU 2017- 07, Compensation - Retirement Benefits (Topic 715): Improving the Presentation of Net Periodic Pension Cost and Net Periodic Post- retirement Benefit, on January 1, 2018. 66
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