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Investor Presentaiton

BROAD INDUSTRY ANALYST COVERAGE - 9 FIRMS WELLS FARGO SECURITIES Jefferies KBW Finian O'Shea (Transferred Coverage 7/13/2018) John Hecht (Initiated Coverage 6/30/2015) A Stifel Company Ryan Lynch (Re-initiated Coverage 2/19/2013) BRILEY Securities Member FINRA/SIPC I a B. Riley Financial company PIPER SANDLER Sarkis Sherbetchyan (Re-initiated Coverage 2/22/2021) JMP Devin Ryan (Re-initiated Coverage 11/2/2020) COMPASS POINT RESEARCH & TRADING, LLC Crispin Love (Re-initiated Coverage 7/20/2020) Casey Alexander (Initiated Coverage 6/23/15) III WEDBUSH Henry Coffey (Initiated Coverage 10/24/17) LADENBURG THALMANN ESTABLISHED 1876 Christopher Nolan (Initiated Coverage 11/20/2017) Hercules Capital is followed by the analysts listed above. Please note that any opinions, estimates or forecasts regarding Hercules Capital's performance made by these analysts are theirs alone and do not represent opinions, forecasts or predictions of Hercules Capital or its management. Hercules Capital does not by its reference above or distribution imply its endorsement of or concurrence with such information, conclusions or recommendations. Xercules. CAPITAL 45
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