Investor Presentaiton
Litigation
The Commission was involved in 132 cases in various courts/Tribunalas shown below:
1. Pending cases 105,
2. New cases -
3. Appeals -
New Cases
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
-
20,
7 (6 of which were appeals to the Court of Appeal)
Appeal in IST/OA/24/10 - SEC V. FIN Bank Plc & 8 Ors.
CA/A/232/12 - FIN Bank Plc V. SEC & Dr. Timothy N. Menakaya
FHC/ABJ/CS/514/13 SEC V. Union Bank Plc & Access Investment Ltd
IST/EN/OA/03/13 - Boniface Onwubualili V. City Sec. Ltd & Anor.
IST/LA/OA/06/13 - Mr. Jaja Adagogo Jonathan V. BGL Sec. Ltd & SEC
LD/59/13 - Mr. Adim Jibunoh V. SEC & DG of SEC
IST/EN/OA/01/13- Dr. Okam Kalu Uwgu V. SEC & Ors.
FHC/BCS/62/2013- Momodu Victor Momoh V. Aims Asset Management
FHC/ABJ/CS/7/2013- Mrs. Stella Babudoh Erhurho V. BGL & 2 Ors.
FHC/L/CS/293/13 - Montgomery Ventures Incorp. & Anor. V. Compion
Breweries Plc & 5 Ors.
IST/EN/OA/02/13 - Chukwukadibia Noel Agwuocha V. Transnational
Corporation of Nigeria Plc & Ors.
CA/L/13/09 (Supreme Court) - SEC V. Christopher Okeke
Concluded Cases
Twenty five (25) cases were concluded within the same period as listed hereunder:
CA/L/241/M/12 - Mtech Communications Plc & 4 Ors V. SEC & 5 Ors.
FHC/ABJ/CS/176/09 - Ben Cyril Okere V. SEC
i.
ii.
iii.
IST/OA/03/2011 - Grace Onyemowo Alfa V. BGL, SEC & 2 Ors.
iv.
V.
FHC/L/CS/228/10 - Seven Up Bottling Co. Plc V. SEC
FHC/ABJ/CS/670/08 - Barr. Abdulwahab Moh'd & 3 Ors. V. Bank PHB & 3 Ors.
Annual Report and Accounts 2013 - Securities & Exchange Commission
84
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