Multi-Pronged Risk Management and Protection Philosophy
Environment •Social Governance
5 pillars
of ESG
Governance structure
Risk management and BCM
E
回
Corporate governance
policy
Ethical
Conduct
о
Commitment to ethical
business practices
о
Six independent
Board evaluation &
independence
Board Diversity
policy
○
O Includes Corporate
structure and
stakeholder management
Compensation framework
directors
Risk management policy
Enterprise risk management
(ERM) framework
'Three Lines of Defense
approach'
О
Risk oversight by Board
of Directors
о
Review in multiple
management forums
О
'Fit and Proper' as
"
per regulation
o 27% women as on
30th June, 2021
Reviewed and approved by
the Board
Responsible
Investment
Diversity,
Equity &
Inclusion
Holistic
Living
Remuneration policy
Seeks to balance the
fixed and incentive pay
STOP
REPORT
Performance
Management System
based on the principles
of balanced scorecard
Business ethics and compliances
AA
BRR² & Human
Stewardship Rights
Code
Sustainable
Operations
Code of Whistle blower PRSH¹
Conduct
Policy
1. PRSH: Prevention of Sexual Harassment
2. BRR: Business Responsibility Report
36 3. AML: Anti Money Laundering
$
Disclosure of
managerial
remuneration
in the annual report
COMPLIANCE
DO
о
466
Mitigating & Managing Risk
Modes of Risk awareness
Trainings, E-mailers, Seminars,
Conferences, Quizzes and
Special awareness Drives
Sensitivity analysis and stress
testing
Business Continuity
Management (BCM)-
Creation of a recovery
plan for critical business
activities
Information/Cyber Security Responsible Investment (RI)
о
Anti Bribery
& Corruption
Policy
AML3
Privacy
Policy
ISO 27001:2013 and ISMS
assessment program
О
Data Privacy Policy
О
Generate optimal risk adjusted
returns over the long term
RI framework
applicable to all major asset
classes including equity and
bonds
integrated into investment
analysis
HDFC
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