Investor Presentaiton
Hong Kong Investor ID Regime
Assignment of BCAN
Fund Manager
un
Hong Kong Investor ID Regime
Whether a fund manager or an investment fund should be assigned with a BCAN depends on
which entity is the account holder of the securities trading account through which an order is
placed
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If a fund manager's securities trading account maintained with a Relevant Regulated
Intermediary is used, the fund manager should be assigned with BCAN
If an order is placed from an investment fund's securities trading account maintained with a
Relevant Regulated Intermediary, the investment fund should be assigned with BCAN
Where a securities order placed by a fund manager is tagged with the fund manager's BCAN, it is
not required to report the BCANS of the investment funds to which the securities are
subsequently allocated by the fund manager
If a fund manager has two legal entities which are onboarded with a Relevant Regulated
Intermediary but the orders and instructions are only placed by one entity, who should be
assigned with the BCAN?View entire presentation