Investor Presentaiton

Changes requiring SFC's approval All OFCs (A) Change of name of an OFC or its sub-fund (B) Appointment of key operators (directors, investment manager and custodian): - early consultation with SFC regarding change of key operators is encouraged for directors, early consultation is especially encouraged where a change may impact on the OFC's compliance with the requirement to have at least 2 directors including at least 1 independent director (C) Establishment of sub-funds (D) Termination of the OFC or its sub-fund Public OFCs Compliance with the Code on Unit Trusts and Mutual Funds as well SFC 證監會 19

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