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Investor Presentaiton

Stock Connect is a significant mechanism innovation Innovative Closed-loop investment framework Not required to open account in the other's market 港股通 Direct cross-border funds transfer 滬股通 (投資上海股票) 「投資範圍:上證180指數、 上證380指數成分股、上海證 券交易所上市的A+H股公 司投票 「限額:總額3,000億元人 民幣,每日130億元人 |民幣 【投資門檻:不設門檻 流程:香港投资者 委託香港經紀商, 向上交所進行中 ●報(買賣盤傳) (章),買賣指 定上海股 (投資港股 投資範圍: 恒生綜合大型 股指數、恒生 「綜合中型股指數 「成分股、同時在港 「交所及上交所上市 的A+H股公司股票 限額:總額2,500億元 「人民幣,每日105億元 人民幣 「投資門檻:僅限機構投資 者及證券帳戶及資金帳戶 餘額合計不低於50萬元人 民幣的個人投資者 喜流程:內地投資 或者委託內地證券 「公司·向港交 所進行申報 (買賣盤傳 遞),買賣 指定港股 No worries on Foreign Exchange Controls Removal of restrictions on RMB Conversion Limit ✓ Clearing and settlement to be conducted through linkage established between China Clear and HKSCC Both clearing houses will setup omnibus stock accounts with each other for the purpose of holding securities and funds settlement Lower Trading Costs and Saving Time Both markets will maintain own trading rules and investors can continue to use the existing stocks accounts, agents and settlement services 6
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