Investor Presentaiton
REGISTRATION OF CAPITAL MARKET OPERATORS
Four registration meetings were held in 2013 in which ninety one (91) applications were received and thirty six (36) approved.
APPROVED CAPITAL MARKET OPERATORS IN 2013
SN
NAME OF COMPANY/FIRM
1.
Profin Nigeria Ltd
2..
Excellex Solicitors
3.
Olabisi Fayombo & Co
4
Pathian Partners Ltd
5.
Rand Merchant Bank Nigeria Ltd
6.
Kord Capital Ltd
7
Partnership Securities Ltd
8.
Afrinvest Asset Management Ltd
FUNCTION REGISTERED
2013
Corporate Investment Adviser
Solicitors
Reporting Accountant
Inter-Dealer Broker
Issuing House, Underwriter and Investment Adviser
Corporate Investment Adviser
Broker/Dealer
Fund/Portfolio Manager
Annual Report and Accounts 2013 - Securities & Exchange Commission
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