Investor Presentaiton
9
Underwriting Control Structure
"Auditor"
Underwriting Division Auditor
Audit carried out
Auditor reports to
Report sent to
Individual Underwriting
within the Department
Class Underwriter
Class Underwriter
Quality Assurance Team
Quarterly Underwriting
within each Division
Deputy Underwriter
Internal Audit
Agreed Programme
Audit Committee
Underwriter
Deputy Underwriter
Class Underwriter
Audit Committee
Underwriter
Deputy Underwriter
Class Underwriter
ISO 2000
Six Monthly Quality Audit
Independent
Underwriter
Deputy Underwriter
Class Underwriter
All Underwriters have detailed Underwriting Authority
Quality Assurance Team report to Compliance and quarterly to 218 Management Committee and ESML Board
equity
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