Investor Presentaiton

Implications for US Managers Marketing Private Funds to Investors in Hong Kong & Mainland China • Prepare Legal Documents to Sub-Advise Existing and New Entities - - With the company in existence, your advisory agreement and existing counterparty documentation may need to be revised. At the very least, all of the advisory contracts will need to be amended to (1) add the new group entity and (2) implement the recommendations of the transfer pricing study. If it is intended that the Asian office will include a trading desk, then trading counterparties will seek to conduct diligence on the new entity and to see the executed advisory agreements. They may then ask you to fill out supplemental paperwork authorizing the new entity to execute trades on behalf of your fund(s). Note that at this point, your counterparties may require a new KYC process to onboard the new entity. Morgan Lewis 21

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