Advent Capital Balanced Strategy Update

ORGANIZATIONAL CHART Scott Reid Chief Operating Officer Client Advisory Managing Director Director 2 Professionals Vice President 3 Professionals (New York/London) Assistant Vice President Business Development Managing Director 4 Professionals (New York/London) Director Vice President Portfolio Management President & Chief Investment Officer Principal Managing Director 5 Professionals Director 2 Professionals Trading Director of Trading Managing Director (London) Director Vice President Tracy V. Maitland President Chief Investment Officer Research Director of Research (Managing Director) Assistant Research Director (Managing Director) Managing Director (London) Director 2 Professionals Vice President 2 Professionals Risk Management Chief Risk Officer (Managing Director) Vice President Systems Developer Associate As of April 30, 2020. There are 2 people represented twice in the above chart due to dual responsibilities. Performance & Risk Analyst Legal / Compliance General Counsel & Chief Compliance Officer Compliance Associate ADVENT CAPITAL MANAGEMENT, LLC Robert White Chief Financial Officer Chief Administrative Officer Operations/ Information Technology Director of Operations Operations Director Operations Vice President 2 Professionals Operations Analyst 3 Professionals (New York/London) Director of Technology System Administrator Finance / Accounting Controller Accountant Human Resources/ Administration Director of Human Resources Senior Executive Assistant/ Office Manager Executive Assistant 2 Professionals Office Manager (London) Office Assistant Receptionist 28

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