Investor Presentaiton

SNAPSHOT OF ENFORCEMENT ACTIVITIES IN 2013 Suspended Operators Matters referred to the Police New cases received Resolved cases Pending Cases Illegal Operators Closed down 17 31 34 58 70 21 COMPANIES SEALED UP BY THE COMMISSION AND THE INTER AGENCY COMMITTEE ON ILLEGAL FUND MANAGERS/WONDER BANKS IN 2013 Area(s) of Operation Rivers, Sokoto and Kaduna States Lagos State / Port-Harcourt (Rivers State) S/N Name of Companies 1 New Nation/Women in Oil 2 Rosabon Financial Services Ltd 3 Gift from Above 4 Baresi Capital Ltd 5 Joy Apple Investment Ltd Lagos State 6 Divine Settlement Investment and Lagos State Onitsha (Anambra State) Lagos State Annual Report and Accounts 2013 - Securities & Exchange Commission 108

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