Global Mid-Cap M&A Market Share Insights slide image

Global Mid-Cap M&A Market Share Insights

(In thousands, except per share data) Revenues Three Months Ended December 31, Nine Months Ended December 31, 2023 2022 2023 2022 $ 511,130 $ 456,499 $ 1,393,948 $ 1,364,680 Reconciliation of GAAP to Adjusted Financials Employee compensation and benefits expenses Employee compensation and benefits expenses (GAAP) Less: Acquisition related retention payments $ 324,039 $ 289,348 $ 884,064 $ (9,694) Employee compensation and benefits expenses (adjusted) 314,345 (8,599) 280,749 (26,786) 857,278 864,942 (25,663) 839,279 Non-compensation expenses Non-compensation expenses (GAAP) 90,551 $ 82,978 $ 249,720 $ 248,624 Less: Acquisition related legal structure reorganization $ (2,603) $ (2,603) (4,259). (5,724) (1,560) 82,129 (10,367) 72,611 (8,275) 233,118 (2,325) (41,756) 204,543 Less: Integration and acquisition related costs. Less: Acquisition amortization Non-compensation expenses (adjusted) Operating income Operating income (GAAP) Plus: Adjustments (1) Operating income (adjusted) Other (income)/expense, net Other (income)/expense, net (GAAP) Less: Warrant revaluation $ 96,540 $ 18,116 114,656 84,173 18,966 103,139 $ 260,164 43,388 303,552 $ 251,114 69,744 320,858 Less: SPAC wind-down write-off Plus/(less): Change in acquisition earnout liability fair value Other (income), net (adjusted) $ (6,035) $ 563 $ (12,336) $ 7,416 (2,264) (2,742) (2,742) 816 (2,841) (6,035) (2,179) (11,520) (431) Provision for income taxes Provision for income taxes (GAAP) 31,772 20,559 Plus: Impact of the excess tax benefit for stock vesting 73,276 7,299 $ 49,135 8,102 Plus: Release of the provision for an uncertain tax position as a result 5,762 of the successful closure of a state audit Less: Non-deductible acquisition related costs (679) (679) Adjusted provision for income taxes 31,093 20,559 79,896 62,999 5,491 5,338 12,516 20,187 36,584 25,897 92,412 83,186 Plus: Resulting tax impact (2) Provision for income taxes (adjusted) Net income Net income (GAAP) Plus: Adjustments (3) Net income (adjusted) $ 70,803 $ 13,304 63,051 16,370 $ 199,224 $ 194,563 23,436 43,540 84,107 79,421 222,660 238,103 Fully diluted shares outstanding Fully diluted shares outstanding (GAAP) Plus: Impact of unvested GCA retention and deferred share awards Fully diluted shares outstanding (adjusted) 67,886,301 968,515 68,854,816 69,725,692 69,725,692 67,896,302 1,148,657 69,044,959 69,453,588 69,453,588 Diluted EPS attributable to Houlihan Lokey, Inc, (GAAP) $ 1.04 $ 0.90 $ 2.93 $ 2.80 Diluted EPS attributable to Houlihan Lokey, Inc, (adjusted) $ 1.22 $ 1.14 $ 3.22 $ 3.43 1. The aggregate of adjustments from employee compensation and benefits and non-compensation expenses. 2. Reflects the tax impact of utilizing the adjusted effective tax rate on the non-tax adjustments identified above. 3. Consists of all adjustments identified above net of the associated tax impact. Houlihan Lokey | 30
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