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Investor Presentaiton

4 Resilient business model with natural hedges to market volatility We are well positioned to benefit from rising interest rates Client Cash Balances (13) ($B) Annual potential Gross Profit* benefit from rising interest rates Over the last interest rate cycle, our deposit beta averaged -15% IICA Sweep (EOP) CCA (EOP) ■DCA Sweep (EOP) --Average Yield(14) ■Money Market Sweep (EOP) $64.1 • Deposit betas averaged -2.5% over the first 4 hikes, after that betas averaged 25% $2.7 • $57.1 $3.0 $54.6 This cycle, deposit betas were consistent on the first 100 bps, and favorable on subsequent hikes $1.7 $48.5 $11.5 $2.1 $2.6 . This cycle to-date, our deposit betas have averaged -15% $1.5 $16.1 $10.2 $8.2 $36.0 $32.5 $1.2 $9.3 $4.9 $1.3 $1.9 $37.3 $46.8 $5.1 $5.0 Applying historical deposit betas to our current cash balances would yield: ~$40M of Annual Gross Profit* per subsequent rate adjustment, at a -25% deposit beta Estimated Interest Rate Sensitivity based on current balances + Fed Funds rate target range as of April 27, 2023 $24.8 $24.4 $30.0 $39.7 ~$1,295M ~$1,335M 216 bps 215 bps -$1,110M ~$1,155M ~$1,200M ~$1,245M ~$1,065M 172 bps 153 bps 117 bps 75 bps 2018 2019 2020 2021 2022 Q1'23 LTM Average Yields (in bps) ICA Sweep 184 240 133 100 185 239 +350 bps +375 bps +400 bps +425 bps +450 bps +475 bps +500 bps DCA Sweep 183 211 53 24 125 198 MM Sweep 73 73 22 3 30 36 Fed Funds rate target range (bps) 350-375 375-400 400-425 425-450 450-475 475-500 500-525 CCA(15) 188 208 56 15 149 246 Deposit Beta 20% 20% Total Client 172 216 117 75 153 215 Cash 20% Actual 20% 20% 20% 25% Prior Cycle Average Note: Totals may not foot due to rounding LPL Financial Member FINRA/SIPC 21 † Assumes change based on Q1 2023 end of period cash balances. Gross Profit* benefit is measured relative to a Fed Funds target range of 0 to 25 bps.
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