Investor Presentaiton
Strengthening internal controls: Future direction of group compliance
framework
Create an efficient and effective framework, enterprise-wide,
• Build an independent, consistent system extending from holding company to
branches
Holding
company:
corporate
center
Group Compliance Framework
MUFG director responsible for compliance
(Chief Compliance Officer)
MUFG
Compliance Division
O
MUFG
Director responsible
corporate
for compliance
Director responsible
for compliance
Director responsible
for compliance
center
Compliance & Legal
Division
Compliance & Legal
Division
Compliance
Control Division
the holding company to branches (vertical controls)
Create an independent and consistent framework, from
Integrated
Ibusiness
Iheadquarters
functions
supervisory
Strengthen
categories
transcend business
functions that
compliance
Strengthening
Business Unit
compliance
managers
Business Unit
compliance
managers
Business Unit
compliance
managers
Branches
Internal
Control
Managers
Branches
Area Business
Administrators
Compliance
officers
Overseas
compliance
Bank
managers
Internal
Control
Managers
Branches
Trust bank
Internal
Control
Managers
Branches
Securities company
Enterprise-wide (horizontal controls)
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