Investment Fraud Awareness

Rules for Robo-Advisers: Most don't know about robo-adviser rules; higher knowledge and frequent investors most likely to say 'fewer' Q As far as you know, are there fewer rules for robo-advisers than in-person advisers, more rules, or are the rules about the same for robo-advisers as for in-person advisers? [asked of all respondents; national n=5,000, Manitoba n=500] Segmentation (Manitoba 2020) 113 National 61% Manitoba NV Respondents who say "fewer rules" Investor Segments No savings 10% 66% Savings, non-investor 3% Non-frequent investor 9% Frequent investor 13% Investment Knowledge Low 5% Medium 7% High 18% Advised Segments Non-investor 6% DIY investor 7% Advised investor 12% Manitoba Region Winnipeg 9% South/West 7% Central/North 5% More rules (7%) 22% Fewer rules (11%) More rules (6%) 20% Fewer rules (8%) Winnipeg Region Central/North 8% East 9% 8% 5% 3% 2% South/West 9% 5% 5% 3% Age 1% 18-34 9% 35-54 8% 55+ Many Somewhat About the Somewhat Many more rules more rules same rules fewer fewer rules rules Don't know enough to say Many Somewhat About the Somewhat Many Don't 7% Gender more more same fewer fewer know Men 9% rules rules rules rules rules enough to Women 7% say

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