Investor Presentaiton
RULE MAKING
The following rule making activities were undertaken in 2013:
(A)
FINALIZED NEW RULES
1.
2.
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3.
Rules on Sukuk Issuance in Nigeria.
Rules on Private Equity Funds
Rule on the use of Nominee Accounts
(B)
(C)
AMENDMENTS TO THE NSE RULES AND NEW RULES ON NASD AND FMDQ
1. NSE Rules on the Investor Protection Fund
2. Amendments to NSE Rules on Pricing Methodology (Article 100)
3. Rules on NASD OTC
4. NASD Schedule of Fees
5. Financial Market Dealers Quotations (FMDQ) Rules
6. CBN/SEC Guidelines on Securities Settlement in Nigeria
7. Amendments to the NSE Rules and Regulations governing Dealing Members (Trading)
8. NSE Rules governing the use of the Issuer's portal
9. Guidelines for registration as a Dealing Member of the NSE.
AMENDMENTS TO EXISTING SEC RULES
The following rules were amended and approved by the Commission:
1.
2.
4.
Real Estate Investment Schemes (Rule 250 was re-numbered as 250(1) while new Rule 250(2) and (3) were
created).
Filling of Registration Statement (Rule 50(1) (a), and a new Rule 50(1)(b) was created).
Mandate to purchase shares -Rule 94.
Annual Report and Accounts 2013 - Securities & Exchange Commission
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