Investor Presentaiton

Shenzhen VS Shanghai Connect I Trading Hours Order Cancellation SZ Connect Opening call auction: 9:15-9:25 ⚫ Continuous auction: 9:30-11:30; 13:00-14:57 Closing call auction: 14:57-15:00 • • SH Connect Opening call auction: 9:15-9:25 Continuous auction: 9:30-11:30; 13:00-15:00 Not applicable Order can be sent 5 minutes prior to the start. Unexecuted Orders Can be cancelled during trading hours except 09:20- 09:25 and 14:57-15:00 Can be cancelled during trading hours except 09:20-09:25 Eligible Stock 37 Confirmed Orders Order may be cancelled by SZSE trading system after it has been confirmed due to the unsuccessful order validation. An example of this is the order price exceeded the current price range. ⚫ Around 880 (Main: ~270, SME: ~410, ChiNext: ~200) ⚫ Market Capitalization ~ RMB 15 Trillion (74%) ADT: RMB230 bn (68%) Constituent stocks of the SZSE Component Index and SZSE Small/Mid Cap Innovation Index with market capitalization >= RMB 6 billion Shares dual listed on SZSE and SEHK (A+H shares) • ⚫ Not applicable • Around 567 • Market Capitalisation ~ RMB 21.8 Trillion (85%) • ADT: RMB137 bn (68%) • Constituent stocks of the SSE 180 Index and SSE 380 Index Shares dual listed on SSE and SEHK (A+H shares) Except : shares not traded in RMB; IPOs (Risk Warning Board: Can only Sell) ETF will be announced separately after Shenzhen-Hong Kong Stock Connect has been in operation for a period of time and upon the satisfaction of relevant conditions More focus on new industries security e.g. Technology companies • More focus on traditional industries e.g. banking and utility etc. Source: http://www.hkex.com.hk/eng/market/sec_tradinfra/chinaconnect/Documents/Briefing%20to%20Participants%20on%20Shenzhen-Hong%20Kong%20Stock%20Connect.pdf Data as of Aug 2016 citi

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