Investor Presentaiton
proceeds
15
Forte Financial
Caution placed on stock
account of CMO, its
Non remittance of
returned money
September
5,2013
Lifted
Ltd
directors and sponsored
individuals.
16
Cashcraft Asset
suspension
Violation of section 155
Management
of the ISA
September
18,2013
still in force
Ltd
17
Summa
suspended
Guarantee and
Filing of false /
Misleading information
November
20,2013
still in force
Trust Company
Plc
CASES/ENTITIES REFERRED TO THE POLICE (NPF) FOR FURTHER INVESTIGATION
1
Pa Olajide Akinkugbe V. Eagle Stockbrokers Limited
2
Complaint against Autrus Limited
3
Gloria Ehimamiegho V. Riverside Trust Securities Limited
4
AVM Al-Hassan Vs Riverside Trust Securities Limited
5
Chibuzo Eronini Vs Irving Assets & Management Company Limited
6
Falana Augustine Fashina V. Epic Investment Trust Limited
7
Simon Emmanuel Onome V. Standard Life Investment Network
8
Complaints against G. Akomas & Partners Limited
9 Nwachukwu Nonso V. Fidex Shares
Annual Report and Accounts 2013 - Securities & Exchange Commission
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