Investor Presentaiton
8
Apel Asset &
Trust Limited
Suspension/Fine
Special report on trading
activities
Suspended by
the NSE
Ongoing
9
EDC Securities
Ltd
Suspension/Fine
Market Manipulation
10
Calyx Securities
Limited
Suspension for One
week/Fine
Allegation of market
manipulation
11
Supra
Not specified
Unauthorised sale of
Commercial
shares
Trust Limited
12
Securities
Not specified
Market Infraction
Solutions
Limited
66
13
LMB
Suspension
Stockbrokers
failure to submit
divestment time table etc
October 30,2013 In force
Limited
14
Adamawa
Suspension
unauthorised sale of
June 5,2012
lifted
Securities Ltd
shares, non execution of
sales mandate, non
remittance of sale
Annual Report and Accounts 2013 - Securities & Exchange Commission
66
66
111View entire presentation