Investor Presentaiton
FIBO Registration Process
1.
Although there are particular differences in the registration process for the four major
FIBO registrations, the general flow follows the below steps:
Establishment of a Japan presence by registering the entity in Japan
2. Drafting of an initial FIBO registration application (typically 1 month)
3.
Initial visit to the regulators to present the FIBO registration outlines and initial FIBO
registration application documents
4. Negotiation and comments from the regulators (typically 1-3 months)
5. Invitation to submit the formal application from the regulators
6. Formal review period (typically approximately 2 months)
1.
Grant of formal registration
8. Registration or membership in any required self-regulatory organizations, such as the
JSDA, or the Type 2 Association or the JIAA, depending on the particular FIBO
registration being sought
Morgan Lewis
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