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Investor Presentaiton

28 Fidex shares Ltd 29 Eagle Stockbrokers Ltd 30 Crown Fortune Securities Ltd 31 Isaba Consult Ltd MATTERS REFERRED TO THE ADMINISTRATIVE PROCEEDINGS COMMITTEE (APC) FOR DETERMINATION 1 SEC V. Mega Asset Managers Limited 2 SEC V. Vicad Securities Limited & 16 Ors 3 SEC V. Sterling Registrars Limited Ltd & 6 Ors 5 SEC V. DVCF Oil & Gas Plc & 15 Ors Complaints against Deap Capital Management & Trust Plc & 13 Ors RECONSTITUTION OF SEC APC The Securities & Exchange Commission's Administrative Proceedings Committee (SEC APC) is an administrative committee of the Commission. The Committee was reconstituted by the Board of the Commission at its 69th meeting of February 6 and 7, 2013 and inaugurated on May 15th, 2013. The Committee was reconstituted to ensure better transparency, fairness and participation of all the stake holders as well as the efficiency in the decision process. Annual Report and Accounts 2013 - Securities & Exchange Commission 114
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