Investor Presentaiton
Strong compliance culture & controls.
Seasoned regulatory and compliance teams and strong culture consistent with legacy bank ownership
3 Lines of defense
~5,700 branch team members responsible
for day-to-day risk mitigation through:
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Identification of operational risk
Establishing compliance culture
Legal, Risk, HR, Finance and Compliance
Establish standards and provide guidance for risk management and controls
Ensure clear, accurate documentation of policies and procedures
Oversees ~500 external state regulatory audits and ~700 internal branch
audits annually
Business
Compliance
Alerts Senior Management and Board to emerging risks
Internal Audit
Using Board-approved plan, conducts audits to confirm reliability and
governance/controls framework is effective
Reports directly to Audit Committee
OneMain Financial.
Audit
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