Investor Presentaiton

Shenzhen VS Shanghai Connect II SZ Connect SH Connect Eligible Investors *All HK and overseas investors except for ChiNext Market of SZSE, only those investors who are institutional professional investors * *All HK and overseas investors Quota 'Aggregate Quota abolished Fees 'Daily Quota RMB 13bn *Same fees as Shanghai Connect 'Daily Quota RMB 13bn Operations model *Same model as Shanghai-Connect, same SPSA and integrated model applicable for Shenzhen Connect. Pre-trade checking CCASS 5-digit Stock Code *00XXXX ->7XXXX (Main Board & SME Board) *300XXX -> 77XXX (ChiNext Market) Require *60XXXX- -> 9XXXX (To be confirmed by HKEX) *Subject to resolution of related regulatory issues, other investors can trade ChiNext stocks listed on Shenzhen Stock Exchange 3 a Source: http://www.hkex.com.hk/eng/market/sec_tradinfra/chinaconnect/Documents/Briefing%20to%20Participants%20on%20Shenzhen-Hong%20Kong%20Stock%20Connect.pdf Data as of Aug 2016 citi

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