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Investor Presentaiton

MORGAN STANLEY BANK ASIA LIMITED NOTES TO THE FINANCIAL STATEMENTS Year ended 31 December 2020 24. FINANCIAL RISK MANAGEMENT (CONTINUED) Credit risk (continued) Collateral and other credit enhancements (continued) At 31 December 2020, the carrying amount of financial assets on which no ECL were recognised because of collateral held was US$3,368,801,000 (2019: US$2,770,325,000). The Company closely monitors collateral held for financial assets considered to be credit-impaired, as in such cases it is considered more likely that the Company will take possession of collateral to mitigate potential credit losses. The Company does not hold financial assets considered to be credit-impaired. Exposure to credit risk by class Class Subject to ECL: 31 December 2020 Gross credit exposure US$'000 Credit (1) enhancements US$'000 Net credit exposure US$'000 Gross credit exposure US$'000 (1) 31 December 2019 Credit enhancements Net credit exposure US$'000 US$'000 Cash and short-term deposits 1,256,705 1,256,705 633,898 633,898 Loans and advances (3) 3,438,202 (3,368,801) Investment securities 2,616,724 69,401 2,616,724 2,770,325 854,769 (2,770,325) 854,769 Trade and other receivables(2) 88,733 88,733 62,570 62,570 Not subject to ECL: Trading financial assets: Derivatives 1,709 Secured financing 582,265 7,984,338 (1,709) (578,129) (3,948,639) 441 4,136 4,035,699 362,047 4,684,050 (441) (359,010) (3,129,776) 3,037 1,554,274 Unrecognised financial instruments Not subject to ECL: Unsettled securities purchased under agreements to resell(4) 51,800 (1) The carrying amount recognised in the statement of financial position best represents the Company's maximum exposure to credit risk. (2) Trade and other receivables include cash collateral pledged against the payable on OTC derivative positions. These derivative liabilities are included within trading financial liabilities in the statement of financial position. (3) The collateral held as security for loans and advances consists of cash of US$811,426,000 (2019: US$529,704,000), securities of US$1,748,866,000 (2019: US$1,019,982,000) and other collateral of US$808,509,000 (2019: US$1,220,639,000). (4) For unsettled securities purchased under agreements to resell, collateral in the form of securities will be received at the point of settlement. Since the value of collateral is determined at a future date, it is currently unquantifiable and not included in the table. 39 51,800
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