Update on Hong Kong Investor Identification Regime and OTC Reporting Regime

Overview asifma S Overview Growing Asia's Markets • ASIFMA submitted a letter on 16 November 2021 and attended the industry meeting with the SFC, the HKIFA and the PWMA, with Simmons & Simmons ("S&S") on 20 December 2021 • After the meeting, the SFC published updates to some of the FAQs on implementation of the Hong Kong Investor Identification Regime ("HKIDR") and the over-the-counter securities transactions reporting regime ("OTCR") on 21 January 2022 L_LIVE_APAC1:8040846v1 3

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