Investor Presentaiton
ANZ Capital Notes 9
OFFER STRUCTURE AND NOTES TARGET MARKET
Applications
All Applications for Notes must be from:
an Institutional Investor; or
• a client of a Syndicate Broker who is either:
a Wholesale Investor; or
a Retail Investor within the Notes Target Market who has received personal advice from a licensed professional adviser.
Applications must be submitted through a Syndicate Broker
•
Offer Structure
•
Reinvestment Offer, under which Eligible CN4 Holders may apply through their Syndicate Broker to have some or all of their CN4 Redemption Proceeds reinvested in Notes;
New Money Offer, under which a client of a Syndicate Broker who is either a Wholesale Investor or a Retail Investor within the Notes Target Market who has received personal
advice from a licensed professional adviser, may apply through their Syndicate Broker for an allocation of Notes (other than under the Reinvestment Offer); and
Institutional Offer, under which certain Institutional Investors invited by ANZ Securities may bid for Notes in the Bookbuild.
No securityholder offer
The Offer does not contain a general offer for ANZGHL or ANZBGL securityholders to apply for Notes
ANZBGL securityholders cannot apply directly to ANZBGL to participate in the Offer, including Eligible CN4 Holders under the Reinvestment Offer
.
ANZBGL has made a target market determination (Target Market Determination) in accordance with its obligations under the Design and Distribution Obligations (DDO)
legislation.
The Target Market Determination is available at capitalnotes.anz.com
It describes, among other things, the class of Retail Investors that comprise the target market for Notes (the Notes Target Market), being investors who:
•
are seeking to acquire an investment product with the ability to generate income;
are not seeking capital growth;
are able to bear the risks associated with an investment in Notes, in particular, the lack of certainty as to payment of distributions and the potential loss of some or all
of the capital invested in Notes;
do not require certainty as to repayment of capital invested within a specific investment timeframe; and
seek the ability to dispose of Notes by sale on a licensed securities exchange at the price available on the exchange.
Retail Investors wishing to apply for Notes:
•
must seek professional advice as to whether they are within the Notes Target Market and whether the investment in the Notes is suitable in light of their particular
objectives, financial situation and needs; and
can only apply for the Notes if they are within the Notes Target Market and have received personal advice from a licensed professional adviser.
Notes Target Market
•
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