Capital Market Transaction Overview
REGULATORY FRAMEWORK
Amongst other functions, the SEC formulates rules and regulations for the market, registers and regulates securities
exchanges and other SRO's, registers and regulates the issuance of securities, intervenes in the management and
control of Capital Market Operators, approves capital market transactions.
The Nigerian Stock Exchange: formerly known as the Lagos Stock Exchange was established in 1960 to provide a
trading platform for securities. It provides a platform for trading in securities, It also performs market developmental
functions in the area of capacity building, for example organization of seminars, workshops and roadshows.
Following the demutualization of the Nigerian Stock exchange in 2018, the NSE will now operate a holding company
structure which involves:
A new non-operating holding company, the Nigerian Exchange Group Plc
Three subsidiaries which include: The Nigerian Exchange Limited (the operating exchange), NGX Regulation
Limited (Independent Regulation Company) and NGX Real Estate Limited (the real estate Company).View entire presentation