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We are an SEC registered Transfer Agent
The first one focused on private companies. For now.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM TA-1
UNIFORM FORM FOR REGISTRATION AS A TRANSFER AGENT
AND FOR AMENDMENTTO REGISTRATION PURSUANT TO
SECTION 17A OF THESECURITIES EXCHANGE ACT OF 1934
Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the
GENERAL Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation
or the Securities and Exchange Commission pursuant to Section 17A of the Securities I
s Exchange Act of 1934.
Read all instructions before completing this form Please print or type all responses
Form Version 3.40
1(a). Filer CIK: 1568437
1(c). Live/Test Filling? LiveTest
1(e). Is this filing an amendment to a previous filing? Yes
1(e)(i). File Number
2. Appropriate regulatory agency (check one)
Securities and Exchange Commission
Board of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation
Comptroller of the Currency
Office of Thrift Supervision
3(a). Full Name of Registrant
ESHARES INC
3(a)(i). Previous name, if being amended
3(b). Financial Industry Number Standard (FINS) number 348375
3(c). Address of principal office where transfer agent activities are, or will be performed
3(c)(i). Address 1
395 Page Mill Road
3(c)(ii). Address 2
3rd Floor
3(c)(iii). City
Palo Alto
3(c)(iv). State or Country
CA
CALIFORNIA
3(cv). Postal Code
APPROVEDView entire presentation