The Unibanco Letters - Dual-Hatting Regulations and Global Enforcement
Biographies
Carol Tsuchida
Of Counsel
Tokyo
T
+81.80.3550.2611
[email protected]
Carol Tsuchida focuses her practice on investment funds and
financial regulatory matters. She helps clients establish,
register, and license investment funds in Japan, and she
assists with regulatory issues, including those pertaining to
Japan's Financial Instruments and Exchange Law.
Additionally, Carol counsels investors across many
jurisdictions who are investing in infrastructure funds, hedge.
funds, and private equity funds throughout Asia.
Morgan Lewis
Y. Zvi Dubitsky
Associate
Philadelphia
T
+1.215.963.5119
[email protected]
Yitzhak Zvi Dubitzky counsels investment companies and
their advisers and broker-dealers on regulatory issues and
transactional matters, including fund formation, ongoing
compliance, and corporate governance. Zvi brings to his
clients on-the-ground experience counseling bankers and
traders. Before joining Morgan Lewis, he worked in the
legal and compliance group of a global investment bank.
While there, he focused on exchange-traded fund (ETF)
trading and equity syndicate matters, advising clients
regarding equities sales and trading, as well as equity
capital markets.
82View entire presentation