Investor Presentaiton

Application documents Registration of OFC / approval of establishment of sub-fund Application Form - - separate forms to be used for public and private OFCS to be signed by proposed director/ senior executive of proposed investment manager, duly authorised by the applicant Information Checklist separate forms to be used for public and private OFCS Instrument of Incorporation - - to be signed by all of the first directors templates for both private and public OFCs available on SFC website for reference Cheque - - registration fee for private OFCs application for authorisation fee for public OFCs (no separate fee for registration of public OFCs) SFC 證監會 9

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