Investor Presentaiton
Notice to Recipients
Brookfield
This document is being circulated to a limited number of
sophisticated institutional investors on a confidential basis. This
document has been prepared to provide recipients with the
opportunity to determine their preliminary interest regarding an
investment in Brookfield Infrastructure Fund IV ("BIF IV" or "the
Fund") and may not be used or reproduced for any other purpose.
Brookfield Asset Management Inc. ("BAM" together with its
affiliates, "Brookfield") is not making any offer, invitation or
recommendation of any kind by communication of this document to
the recipient and under no circumstances is it to be construed as a
prospectus, product disclosure statement or an advertisement. Any
such offer will be made only by means of the Fund's offering
materials (collectively, the "Offering Materials") and is subject to the
terms and conditions contained therein. Without limiting the
generality of the foregoing, this document does not constitute an
invitation or inducement of any sort to any person in any jurisdiction
in which such an invitation or inducement is not permitted or where
BAM is not qualified to make such invitation or inducement. In
particular, this document is not intended to constitute, and should
not be construed as, marketing of the Fund for any purposes of the
Alternative Investment Fund Managers Directive. The information
set forth herein is presented for discussion purposes only and does
not purport to be complete, and the document does not purport and
is not required to contain all of the information required to be
included in a prospectus or product disclosure statement. The
Offering Materials contain additional information about the
investment objectives and terms and conditions of an investment in
the Fund, certain tax information and conflicts of interest and risk
disclosures that are important to any investment decision regarding
the Fund. This document is qualified in its entirety by the Offering
Materials, which should be read completely before a prospective
investor considers making an investment in the Fund. This
document is intended to be communicated only to such persons as
BAM is legally able to send it and who are legally able to receive it
in their jurisdiction of residence. If you are not such a person,
please return it to BAM immediately.
This document is confidential and is intended solely for the
information of the person to whom it has been delivered. It may not
be reproduced, made public or transmitted, in whole or in part, to
third parties except as agreed in writing by Brookfield. In addition, if
the recipient is subject to section 552(a) of title 5 of the United
States Code (commonly known as the "Freedom of Information
Act") or any other public disclosure law, rule or regulation of any
governmental or non-governmental entity, it is acknowledged that
the information contained herein is confidential, proprietary and a
trade secret. Certain information contained herein may constitute
material non-public information in respect of BAM or any of its
publicly traded affiliates and may not be used to trade in securities
or other financial interests on the basis of any such information.
Brookfield Private Advisors LLC, a wholly owned subsidiary of BAM,
is a registered broker dealer with the SEC and a FINRA Member.
Certain employees of Brookfield's Private Funds Group may be
registered with Brookfield Private Advisors LLC. Brookfield Private
Capital (UK) Limited, a wholly owned subsidiary of BAM, is
authorised and regulated by the United Kingdom's Financial
Conduct Authority (authorisation number 730073). None of
Brookfield, its associates, directors, members, shareholders,
partners, officers, employees, advisers, agents or affiliates
(together, its "Related Persons") makes any express or implied
representation, warranty or undertaking with respect to this
document. Accordingly, and to the maximum extent permitted by
law, none of Brookfield or its Related Persons shall be liable
(except in the case of fraud) for any loss (whether direct, indirect or
consequential) or damage suffered by any person as a result of
relying on any statement in, or omission from, this document. This
document has been prepared for institutional and qualified investors
only. It has not been filed with FINRA and may not be reproduced,
shown, quoted to, or used with members of the public.
An investment in the Fund is speculative and involves significant
risks, including loss of the entire investment. There can be no
guarantees that the Fund's investment objective will be achieved or
that the investment will be successful. Interests in the Fund will be
illiquid as there will be no secondary market for such interests and
none is expected to develop. There will be restrictions on
transferring interests in the Fund. The Fund's investments may be
leveraged and its investment performance may be volatile. An
investment in the Fund is suitable only for sophisticated investors
and requires the financial ability and willingness to accept the risks
and lack of liquidity that are characteristic of an investment in the
Fund described herein. Any references to "committed capital"
include all pledged commitments.
Except where otherwise indicated herein, the information provided
herein is based on matters as they exist as of the date of
preparation and not as of any future date, is subject to change, and
will not be updated or otherwise revised to reflect information that
subsequently becomes available or circumstances existing or
changes occurring after the date hereof.
Certain information contained herein constitutes "forward-looking
statements," which can be identified by the use of forward-looking
terminology such as "may," "will," "should," "expect," "anticipate,"
"target," "project," "estimate," "intend," "continue," or "believe," or
the negative thereof or other variations thereon or comparable
terminology. Due to various risks and uncertainties, actual events or
results or the actual performance of the Fund may differ materially
from those reflected or contemplated in such forward-looking
statements. Although Brookfield believes that the anticipated future
results, performance or achievements for the Fund expressed or
implied by the forward-looking statements and information are
based upon reasonable assumptions and expectations in light of
the information presently available, the reader should not place
undue reliance on forward-looking statements and information
because they involve known and unknown risks, uncertainties and
other factors which may cause the actual results, performance or
achievements of the Fund to differ materially from anticipated future
results, performance or achievement expressed or implied by such
forward-looking statements and information. Factors that could
cause actual results to differ materially from those set forward in the
forward-looking statements or information include but are not
limited to: general economic conditions, changes in interest and
exchange rates, availability of equity and debt financing and risks
particular to underlying portfolio company investments.
Unless otherwise noted, any photographs appearing in this
document are of investments owned or previously owned by funds
or other investment vehicles managed by Brookfield. Any such
photographs are intended for informational and historical purposes
only. No assurance is made that the Fund will invest in similar
investments.
In considering investment performance information contained
herein, prospective investors should bear in mind that past
performance is not necessarily indicative of future results and there
can be no assurance that comparable results will be achieved, that
an investment will be similar to the historic investments presented
herein (because of economic conditions, the availability of
investment opportunities or otherwise), that targeted returns,
diversification or asset allocations will be met or that an investment
strategy or investment objectives will be achieved. Any information
regarding prior investment activities and returns contained herein
has not been calculated using generally accepted accounting
principles and has not been audited or verified by an auditor or any
independent party. Unless otherwise indicated, internal rates of
return (including targeted rates of return) are presented on a
"gross" basis (i.e., they do not reflect management fees (or
equivalent fees), carried interest (or incentive allocation), taxes,
transaction costs and other expenses to be borne by investors,
which in the aggregate are expected to be substantial and which
would reduce the actual returns experienced by an investor).
Unless otherwise indicated, returns presented on a "net" basis
include costs and timing of any subscription facility, carried interest
(or incentive allocation), management fees (or equivalent fees) and
other fund expenses as applicable to the average investor, but do
not reflect any potential tax burdens to an individual investor.
Nothing contained herein should be deemed to be a prediction or
projection of future performance.
This document includes Brookfield's estimates of the projected
performance of certain unrealized investments currently held by
other Brookfield-managed funds, including any predecessor funds,
and investment programs managed by Brookfield. Although this
information is forward-looking by its nature and actual results are
likely to differ, perhaps materially, from these estimates, Brookfield
believes that the estimates have a reasonable basis.
PRIVATE AND CONFIDENTIAL
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