Investor Presentaiton

MORGAN STANLEY BANK ASIA LIMITED UNAUDITED SUPPLEMENTARY FINANCIAL INFORMATION Year ended 31 December 2020 H. PILLAR 3 DISCLOSURE (CONTINUED) Table CCA: Main features of regulatory capital instruments The following table shows the main features of outstanding capital instruments issued. 1 Issuer 2 Unique identifier (e.g. CUSIP, ISIN or Bloomberg identifier for private placement) 3 Governing law(s) of the instrument Regulatory treatment 4 Transitional Basel III rules¹ 5 Post-transitional Basel III rules² 6 7 8 Quantitative qualitative information Morgan Stanley Bank Asia Limited Not applicable Hong Kong Law Not applicable Common Equity Tier 1 Eligible at solo/group/ solo and group Instrument type (types to be specified by each jurisdiction) Amount recognised in regulatory capital (currency in millions, as of most recent reporting date) 9 Par value of instrument 10 Accounting classification 11 Original date of issuance Solo Ordinary shares US$670 million Not applicable Shareholders' equity 1 share issued on 19 May 2014 13,000,000 shares issued on 11 July 2014 156,999,998 shares issued on 13 January 2015 1 share issued on 9 February 2015 500,000,000 shares issued on 22 March 2019 Perpetual 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 16 Optional call date, contingent call dates and redemption amount Subsequent call dates, if applicable No maturity No Not applicable Not applicable Coupons/dividends 17 Fixed or floating dividend/coupon 18 Coupon rate and any related index Floating Not applicable 19 Existence of a dividend stopper No 20 Fully discretionary, partially discretionary or mandatory Fully discretionary 21 Existence of step-up or other incentive to redeem No 22 Non-cumulative or cumulative 23 Convertible or non-convertible 24 If convertible, conversion trigger(s) Non-cumulative Non-convertible Not applicable 25 If convertible, fully or partially Not applicable 26 If convertible, conversion rate Not applicable 27 If convertible, mandatory or optional conversion Not applicable 28 If convertible, specify instrument type convertible into Not applicable 29 If convertible, specify issuer of instrument it converts into Not applicable 30 Write-down feature No 31 If write-down, write-down trigger(s) Not applicable 32 If write-down, full or partial Not applicable 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism Not applicable Not applicable 55 85

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