Investor Presentaiton
Rating Agency - Rule 143(2)
Rule on registration of securities of Public Companies - Schedule 1, Part C
Heading amended - Schedule IV
7.
8.
Regulation of Public Companies -(Part B)
9.
Profit Forecast - Rule 206 (4)(b)
10.
Rule on Securities Lending and Borrowing.
11.
The new minimum capital requirements for Capital Market Operators - Schedule I, Part B
12.
Rule on Shelf Registration -Rule 279 (5)
13.
5.
ف
في
(D)
(E)
Amendments to the Anti-Money Laundering/Combating Financing of Terrorism (AML/CFT) Regulations for Capital
Market Operators 2013
EXPUNGED RULE
Issue Proceeds Rule 64(3) (b)
EXPOSED RULES
1.
Infrastructure Funds.
2. Foreign Collective Investment Schemes.
123456
3.
4.
5.
6.
7.
8.
9.
10.
Registration Requirements for Capital Market Trade Groups.
Registration of Capital market Operators.
Amendment to Rule on Fidelity Bond.
Transfer of function(s) from a parent company
to its subsidiary.
Sponsored Individuals to attend capital market
training before and after registration. .
Amendment to Rule relating to Registration Requirements of
Capital Market Experts or Professionals.
Time limit for filing documents and transfer of sponsored
individuals.
New Rule on Filing of notice by Directors and other
insiders upon sale or purchase of their shares in the Company.
Annual Report and Accounts 2013 - Securities & Exchange Commission
80
87View entire presentation